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What is Regulatory Compliance? - (MetricStream LEARN)
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YouTubeMetricStream
What is Regulatory Compliance? - (MetricStream LEARN)
Regulatory compliance is the process of complying with applicable laws, regulations, policies and procedures, standards, and the other rules issued by governments and regulatory bodies like FINRA, SEC, FDA, NERC, Financial Conduct Authority (FCA), etc. - #GRC #governance #risk #compliance - Follow MetricStream: https://www.metricstream.com ...
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Private Mortgage Licensing Update •As of April 1st, 2024, FSRA, the Financial Services Regulatory Authority of Ontario, the regulator for mortgage brokering activity in Ontario, has officially implemented a new policy permitting only 2-licensing tiers to deal and trade in Private Mortgages: Mortgage Agent Level 2 and Mortgage Brokers. •It is important for consumers to ensure they work with a mortgage professional with the appropriate licensing classification - this is possible to verify by visit
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Here are 5 essential tips before signing up with a mortgage agent in Ontario: Check Their License Ensure your mortgage agent is licensed in Ontario through the Financial Services Regulatory Authority (FSRA). This ensures they're compliant with provincial regulations and standards. Compare Rates and Products Different agents work with various lenders and products. Ask for a comparison of rates, terms, and flexibility across lenders to find the best fit for your needs. Understand the Fees Some age
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